Investor Charter

A. Vision and Mission Statements for investors.

Vision 

Invest with knowledge & safety.

Mission

Every investor should be able to invest in right investment products based on

their needs, manage and monitor them to meet their goals, access reports and

enjoy financial wellness.

B.Details of business transacted by the Research Analyst with respect to the

Investors.

 To publish research report based on the research activities of the RA.

 To provide an independent unbiased view on securities.

 To  offer  unbiased  recommendation,  disclosing  the  financial  interests  in

recommended securities.

 To  provide  research  recommendation,  based  on  analysis  of  publicly

available information and known observations. 

 To conduct audit annually.

C.  Details of services provided to investors (No Indicative Timelines)

 Onboarding of Clients.

 Disclosure to Clients

 To distribute research reports and recommendations to the clients

without discrimination.

 To maintain confidentiality w.r.t publication of the research report until made

available in the public domain.

D.Details of grievance redressal mechanism and how to access it

In case of any grievance / complaint, an investor should approach the concerned

research analyst and shall ensure that the grievance is resolved within 30 days.

If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint

with SEBI on SEBI’s SCORES portal which is a centralized web based complaints

redressal system. SEBI takes up the complaints registered via SCORES with the

concerned intermediary for timely redressal. SCORES facilitates tracking the status

of the complaint.

With regard to physical complaints, investors may send their complaints to: Office

of Investor Assistance and Education, Securities and Exchange Board of India,

SEBI  Bhavan.  Plot  No.  C4-A,  ‘G’  Block,  Bandra-Kurla  Complex,  Bandra  (E),

Mumbai – 400 051.

E.Expectations from the investors (Responsibilities of investors).

Do’s

i.   Always deal with SEBI registered Research Analyst.

ii.   Ensure that the Research Analyst has a valid registration certificate.

iii.   Check for SEBI registration number.  

iv.   Please  refer  to  the  list  of  all  SEBI  registered  Research Analysts which is

available on SEBI website  in the following link: 

 (https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes &intmId=14

v.   Always pay attention towards disclosures made in the research reports before

investing.

vi.   Pay your Research Analyst through banking channels only and maintain duly

signed receipts mentioning the details of your payments.

vii.   Before  buying  securities  or  applying  in  public  offer,  check  for  the  research

recommendation provided by your research Analyst.

viii.   Ask all relevant questions and clear your doubts with your Research Analyst

before acting on the recommendation.

ix.   Inform SEBI about Research Analyst offering assured or guaranteed returns. 

Don’ts

i.   Do not provide funds for investment to the Research Analyst.

ii.   Don’t fall prey to luring advertisements or market rumours.

iii.   Do  not  get  attracted  to  limited  period  discount  or  other  incentive,  gifts,  etc.

offered by Research Analyst.

iv.   Do  not  share  login  credentials  and  password  of  your  trading  and  demat

accounts with the Research Analyst.